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McLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. v. FERRUCCI

1279N.

67 A.D.3d 405 (2009)

889 N.Y.S.2d 134

2009 NY Slip Op 07926

McLAUGHLIN, PIVEN, VOGEL SECURITIES, INC., et al., Appellants, v. ROBERT FERRUCCI, Respondent.

Appellate Division of the Supreme Court of New York, First Department.

Decided November 5, 2009.

The parties' securities brokerage agreement provided that the resolution of disputes arising thereunder would be governed by New York law and that "all controversies" between them would be settled by arbitration conducted in accordance with regulations of the National Association of Securities Dealers, Inc. (now called the Financial Industry Regulatory Authority or FINRA). The relevant regulation permits the award of "reasonable...

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