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MARSHALL v. AMERIPRISE FINANCIAL SERVICES

No. 2:24-cv-00112-DJC-AC.

735 F.Supp.3d 1229 (2024)

John R. MARSHALL and the John Marshall Irrevocable Trust through trustee Michael A. Marshall, Plaintiffs, v. AMERIPRISE FINANCIAL SERVICES, Defendant.

United States District Court, E.D. California.

Signed May 31, 2024.

Attorney(s) appearing for the Case

Melinda Jane Steuer, Law Offices of Melinda Jane Steuer, Sacramento, CA, for Plaintiffs.

David Joshua Shinder, Freeman Mathis & Gary LLP, Los Angeles, CA, Chad E. Weaver, Freeman Mathis Gary, LLP, California, CA, Craig Andrew Tomlin, Freeman Mathis & Gary, LLP, Roseville, CA, for Defendant.

ORDER

Before the Court is Defendant's Motion to Compel Arbitration. Under the unique facts of this case, the arbitration agreement is unenforceable as to the individual Plaintiff John Marshall. Due to the existing broker-dealer relationship between Plaintiff and Defendant's agent, and...

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