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U.S. S.E.C. v. MINTZ

Civil Action No. 23-3201 (RMB/AMD).

723 F.Supp.3d 386 (2024)

U.S. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Hal D. MINTZ and Sabby Management, LLC, Defendants.

United States District Court, D. New Jersey, Camden Vicinage.

Signed March 18, 2024.

Attorney(s) appearing for the Case

Daniel J. Maher, Edward J. Reilly, U.S. Securites & Exchage Commission, 100 F. Stree NE, Washington, D.C. 20549, On behalf of Plaintiff U.S. Securities & Exchange Commission.

Jay S. Auslander (pro hac vice), Aari Itzkowitz (pro hac vice), Michael Van Riper, Wilk Auslander LLP, 825 Eighth Avenue, Suite 2900, New York, New York 10019, On behalf of Defendants Hal D. Mintz and Sabby Management LLC.

OPINION

This is a civil enforcement action by the U.S. Securities and Exchange Commission ("SEC" or "Commission") against Defendants Hal D. Mintz ("Mintz") and Sabby Management, LLC ("Sabby") (collectively, "Defendants<...

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