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CALLAHAN v. HSBC SECURITIES (USA) INC.

22-CV-8621 (JPO).

723 F.Supp.3d 315 (2024)

Stephen CALLAHAN, Plaintiff, v. HSBC SECURITIES (USA) INC., Defendant.

United States District Court, S.D. New York.

Signed March 18, 2024.

Attorney(s) appearing for the Case

Laura E. Edidin, Valdi Licul, Wigdor LLP, New York, NY, for Plaintiff.

Tracy Richelle High, William Scott Wolfe, Sullivan & Cromwell, LLP, New York, NY, Julia M. Jordan, Sullivan & Cromwell LLP, Washington, DC, for Defendant.

OPINION AND ORDER

Plaintiff Stephen Callahan brings this action against HSBC Securities (USA) Inc. ("HSBC"), asserting claims under Section 806 of the Sarbanes-Oxley Act of 2022 ("SOX"), codified at 18 U.S.C. § 1514A, and under Section 740 of the New York Labor Law. (ECF No. 39 ("FAC").) Before the...

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