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S.E.C. v. DEFRANCESCO

23-cv-131 (JSR).

699 F.Supp.3d 228 (2023)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Andrew DEFRANCESCO, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco, Defendants.

United States District Court, S.D. New York.

Signed October 23, 2023.

Attorney(s) appearing for the Case

David Stoelting, Maureen Peyton King, Pascale Guerrier, Jason David Scholl, Judith Ann Weinstock, Katherine Starr Bromberg, Mao Yu Lin, Michael David Paley, and Thomas Peter Smith for the Securities and Exchange Commission.

Thomas Orlo Gorman, Caitlin L.D. Hull, Ian Andrew Blodger, and Luke Wetterstrom of Dorsey & Whitney LLP for Marlio Mauricio Diaz Cardona and Carlos Felipe Rezk.

OPINION

This is a civil securities fraud action filed by plaintiff the Securities and Exchange Commission ("SEC") against defendants Andrew DeFrancesco, Marlio Mauricio Diaz Cardona ("Diaz"), Carlos Felipe Rezk ("Rezk"), Nikola Faukovic, and Catherine DeFrancesco.1

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