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KIM v. FINANCIAL INDUSTRY REGULATORY AUTHORITY

Civil Action No. 1:23-cv-02420 (ACR).

698 F.Supp.3d 147 (2023)

Eugene H. KIM, Plaintiff, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Defendant, United States of America, Intervenor.

United States District Court, District of Columbia.

Signed October 6, 2023.

Attorney(s) appearing for the Case

Kari Parks, Pro Hac Vice, Martin H. Kaplan, Pro Hac Vice, Gusrae Kaplan & Bruno, New York, NY, Philip C. Andonian, Caleb Andonian PLLC, Washington, DC, for Plaintiff.

James C. Luh, U.S. Department of Justice, Civil Division, Washington, DC, for Intervenor.

Amir Cameron Tayrani, Alex Gesch, Max Elias Schulman, Gibson, Dunn & Crutcher, LLP, Washington, DC, for Defendant.

Kevin F. King, Covington & Burling LLP, Washington, DC, for Amicus Securities Exchanges.

Adam Granich Unikowsky, Jenner & Block LLP, Washington, DC, for Amici National Futures Association, CME Group Inc., CBOE Global Markets, Inc.

MEMORANDUM OPINION

In 1790, Philadelphia merchants meeting at a coffee house formed the nation's first stock exchange, giving rise to the Philadelphia Stock Exchange. Two years later, New York brokers meeting under a buttonwood tree negotiated an agreement to regulate traders...

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