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ELWELL v. RAYMOND JAMES FINANCIAL SERVICES, INC.

22-cv-10125 (JGK).

686 F.Supp.3d 281 (2023)

Christina ELWELL, et al., Petitioners, v. RAYMOND JAMES FINANCIAL SERVICES, INC., et al., Respondents.

United States District Court, S.D. New York.

Signed August 10, 2023.

Attorney(s) appearing for the Case

Phillip Rakhunov, Pollack Solomon Duffy LLP, New York, NY, for petitioner.

Toby S. Soli, Greenberg Traurig, LLP, New York, NY, for Respondent Raymond James Financial Services, Inc.

Matthew N. Kane, Donnelly, Conroy & Gelhaar, LLP, Boston, MA, for Respondent Daniel Lawrence Pimental.

OPINION & ORDER

The petitioners demanded tens of millions of dollars from the respondents before an arbitration panel of the Financial Industry Regulatory Authority ("FINRA"). The arbitrators awarded the petitioners compensatory damages...

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