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S.E.C. v. LAURA

18-cv-5075 (HG) (VMS).

680 F.Supp.3d 204 (2023)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Joseph M. LAURA, Anthony R. Sichenzio, and Walter Gil de Rubio, Defendants.

United States District Court, E.D. New York.

Signed June 28, 2023.

Attorney(s) appearing for the Case

Hayden McClure Brockett , Pro Hac Vice, Kevin P. McGrath , Marc P. Berger , Margaret Dundon Spillane , Victor Edward Suthammanont , Thomas Peter Smith, Jr. , U.S. Securities & Exchange Commission New York Regional Office, New York, NY, for Plaintiff.

Kevin Joseph O'Connor , Doris Diana Short , Peckar & Abramson, P.C., New York, NY, Thomas Jerome Curran , Abrams, Fensterman, Fensterman, Eisman, Formato, Ferrara, Wo, Lake Success, NY, for Defendants Joseph M. Laura, Anthony R. Sichenzio.

Bradley Drew Simon , Schlam Stone & Dolan LLP, New York, NY, Jeremy Weinstein , Morrison Cohen LLP, New York, NY, for Defendant Walter Gil de Rubio.

MEMORANDUM AND ORDER

Table of Contents

INTRODUCTION...215

FACTUAL BACKGROUND...216

I. Parties...216

II. Timeline...217

III. The Investor Agreements...218

IV. Money Raised by Laura and Sichenzio...219

V. PAG's...

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