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SCOTTSDALE CAPITAL v. FINANCIAL INDUS. REGULATORY

Civil Action No. 23-1506 (BAH).

678 F.Supp.3d 88 (2023)

SCOTTSDALE CAPITAL ADVISORS CORPORATION and Alpine Securities Corporation, Plaintiffs, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Defendant, United States of America, Intervenor Defendant.

United States District Court, District of Columbia.

Signed June 7, 2023.

Attorney(s) appearing for the Case

David Henry Thompson, Brian W. Barnes, Pro Hac Vice, Cooper & Kirk, PLLC, Washington, DC, Kenneth Turkel, Pro Hac Vice, David Hayes, Pro Hac Vice, Turkel Cuva Barrios, P.A., Tampa, FL, for Plaintiffs.

Amir Cameron Tayrani, Alex Gesch, Pro Hac Vice, Gibson, Dunn & Crutcher, LLP, Washington, DC, for Defendant.

Stephen M. Pezzi, U.S. Department of Justice, Civil Division, Washington, DC, Christine L. Coogle, DOJ-CIV, Federal Programs Branch, Civil Division, Washington, DC, for Intervenor Defendant.

MEMORANDUM OPINION

Plaintiffs Scottsdale Capital Advisors Corporation ("SCA") and Alpine Securities Corporation ("Alpine") originally filed suit in the Middle District of Florida asserting several constitutional challenges to the operation and structure of the Financial Industry Regulatory...

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