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RUBENSTEIN v. KNIGHT-SWIFT TRANS. HOLDINGS INC.

19 Civ. 7802 (KPF).

664 F.Supp.3d 523 (2023)

Mark RUBENSTEIN, Plaintiff, v. KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC., Nominal Defendant, Jerry C. Moyes and Vickie Moyes, Defendants.

United States District Court, S.D. New York.

Signed March 28, 2023.

Attorney(s) appearing for the Case

David Lopez, Law Office of David Lopez, Southampton, NY, James Austen Hunter, Pipersville, PA, Miriam Deborah Tauber, Miriam Tauber Law, New York, NY, for Plaintiff.

John David Pernick, Lloyd Winawer, Bergeson, LLP, San Jose, CA, Mark Holland, Molly Louise Leiwant, Goodwin Procter, LLP, New York, NY, for Defendants.

Michael Courtney Keats, Fried, Frank, Harris, Shriver & Jacobson LLP, New York, NY, Chelsea P. Azrak, Revlon, New York, NY, for Nominal Defendant.

OPINION AND ORDER

For the second time in this litigation, the Court must decide whether certain transactions involving complex derivative securities implicate the proscriptions of Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), 15 U.S.C. § 78p(b). Plaintiff Mark Rubenstein...

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