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S.E.C. v. STUBOS

22-cv-04674 (LJL).

634 F.Supp.3d 174 (2022)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. George STUBOS, et al., Defendants.

United States District Court, S.D. New York.

Filed October 11, 2022.

Attorney(s) appearing for the Case

Alfred A. Day, Jennifer Cardello, Nita Kumaraswami Klunder, Kathleen B. Shields, Securities and Exchange Commission Boston Regional Office, Boston, MA, for Plaintiff.

Linda C. Imes, Max Clement Nicholas, Spears & Imes LLP, New York, NY, Zacharia M. Chibane, Skadden, Arps, Slate, Meagher & Flom LLP, New York, NY, for Defendants.

OPINION AND ORDER

The United States Securities and Exchange Commission ("SEC") brings this action against Defendant George Stubos ("Stubos") and Relief Defendant Dori-Ann Stubos ("Dori-Ann") (collectively, "Defendants"). The SEC alleges claims against Stubos for fraud in the offer or sale of...

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