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S.E.C. v. BRONSON

No. 12-CV-6421 (KMK).

602 F.Supp.3d 599 (2022)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Edward BRONSON, et al., Defendants.

United States District Court, S.D. New York.

Signed April 29, 2022.

Attorney(s) appearing for the Case

Andrew Matthew Calamari, Esq., Christopher John Dunnigan, Esq., Maureen Peyton King, Esq., Marsha Catherine Massey, Esq., Kevin Patrick McGrath, Esq., Wendy Beth Tepperman, Esq., Judith Ann Weinstock, Esq., United States Securities & Exchange Commission, New York, NY, Washington, DC, Counsel for Plaintiff.

Paul Andrew Rachmuth, Esq., Rockville Centre, NY, Counsel for Defendants.

Ryan Dwight O'Quinn, Esq., DLA Piper LLP, Miami, FL, Counsel for Defendants.

OPINION & ORDER

The United States Securities and Exchange Commission ("SEC" or "Plaintiff") brought this Action against Edward Bronson ("Bronson") and his firm, E-Lionheart Associates, LLC ("E-Lionheart"), alleging violations of securities registration requirements under §§ 5(a) and 5(c)...

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