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SECURITIES AND EXCHANGE v. CRITERION WEALTH MGMT.

Case No. 2:20-cv-01402-ODW (JEMx).

599 F.Supp.3d 932 (2022)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CRITERION WEALTH MANAGEMENT SERVICES, INC., et al., Defendants.

United States District Court, C.D. California.

Signed April 25, 2022.

Attorney(s) appearing for the Case

Charles E. Canter, DoHoang Thien Duong, John B. Bulgozdy, Michael Raymond Sew Hoy, US Securities and Exchange Commission, Los Angeles, CA, for Plaintiff.

Justin M. Penn, Hinshaw and Culbertson LLP, Chicaco, IL, Kenneth Edward Yeadon, Pro Hac Vice, Hinshaw & Culbertson LP, Chicago, IL, for Defendants Criterion Wealth Management Insurance Services, Inc., Robert Allen Gravette.

Jeffrey Robert Thomas, Thomas Law LLC, Denver, CO, for Defendant Mark Andrew MacArthur.

ORDER GRANTING IN PART AND DENYING IN PART PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT [41]; ORDER DENYING DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT [50] [51]

I. INTRODUCTION

The Securities and Exchange Commission ("SEC") brought this enforcement action against Defendant Criterion...

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