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SECURITIES AND EXCHANGE COM'N v. RMR ASSET MGMT.

Case No. 18-cv-1895-AJB-LL.

553 F.Supp.3d 820 (2021)

SECURITIES AND EXCHANGE COMMISSION, Plaintiffs, v. RMR ASSET MANAGEMENT COMPANY, et al., Defendants.

United States District Court, S.D. California.

Signed February 3, 2021.

Attorney(s) appearing for the Case

Christian Schultz, Cori Michelle Shepherd, James E. Smith, Kevin Nick Guerrero, Michael Roessner, Warren Edward Greth, Jr., U.S. Securities and Exchange Commission, Washington, DC, for Plaintiffs.

Robert Norman Knuts, Pro Hac Vice, Sher Tremonte LLP, New York, NY, Thomas D. Mauriello, Mauriello Law Firm APC, San Clemente, CA, for Defendants Jocelyn M. Murphy, Michael S. Murphy.

Richard C. Gounaud, Chester, NJ, Pro Se.

ORDER GRANTING IN PART AND DENYING IN PART THE SEC'S MOTION FOR REMEDIES

Before the Court is a motion for remedies filed by the Security Exchange Commission ("SEC"). (Doc. No. 138.) In its motion, the SEC requests remedies in the form of civil penalties and an injunction against Sean...

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