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S.E.C. v. LEMELSON

Civil Action No. 18-11926-PBS.

596 F.Supp.3d 227 (2022)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Gregory LEMELSON and Lemelson Capital Management, LLC, Defendants, and The Amvona Fund, LP, Relief Defendant.

United States District Court, D. Massachusetts.

Filed March 30, 2022.

Attorney(s) appearing for the Case

Alfred A. Day, Marc J. Jones, United States Securities and Exchange Commission, Boston, MA, for Plaintiff.

Douglas S. Brooks, Brian J. Sullivan, Thomas M. Hoopes, Libby Hoopes Brooks, P.C., Boston, MA, for Defendants.

MEMORANDUM AND ORDER

INTRODUCTION

The Securities and Exchange Commission ("SEC") brought a civil enforcement action against Defendants Gregory Lemelson ("Lemelson") and Lemelson Capital Management, LP ("LCM") for violations of the Securities Exchange Act and the Investment...

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