HARRINGTON GLOBAL v. CIBC WORLD MARKETS

21 Civ. 761 (LGS).

585 F.Supp.3d 405 (2022)

HARRINGTON GLOBAL OPPORTUNITY FUND, LIMITED, Plaintiff, v. CIBC WORLD MARKETS CORP., et al., Defendants.

United States District Court, S.D. New York.

Signed February 9, 2022.


Attorney(s) appearing for the Case

Ardalan Attar, Christian Smith & Jewell, James W. Christian, Christian Levine Law Group, LLC, Houston, TX, Felicia Sue Ennis, Leron Thumim, Alan Marshall Pollack, Warshaw Burstein LLP, New York, NY, for Plaintiff.

Sandra Denise Hauser, Dentons US LLP, New York, NY, Stephen J. Senderowitz, Dentons US LLP, William Walsh, Murphy & McGonigle, P.C., Chicago, IL, for Defendants CIBC World Markets Corp., CIBC World Markets Inc.

Abby Faith Rudzin, Brad Michael Elias, William Joseph Martin, O'Melveny & Myers LLP, New York, NY, for Defendants Merrill Lynch Canada Inc., Merrill Lynch Professional Clearing Corp.

David Sapir Lesser, King & Spalding LLP, Jamie Stephen Dycus, Jenny Ross Aquines Pelaez, Wilmer Cutler Pickering Hale and Dorr LLP, New York, NY, for Defendants TD Securities, Inc., TD Securities (USA) LLC.

Laura Rose Zimmerman, Aleesha Fowler, Baker & McKenzie LLP, New York, NY, Perrie M. Weiner, Ben Turner, Michael D. Hidalgo, Baker & McKenzie LLP, Los Angeles, CA, for Defendants UBS Financial Services, Inc., UBS Securities Canada, Inc.

Todd Steven Fishman, Alexander Kaim Bussey, Allen & Overy, LLP, New York, NY, for Defendants Societe Generale Capitale Canada, Inc., SG Americas Securities, LLC.

Abby Faith Rudzin, William Joseph Martin, O'Melveny & Myers LLP, New York, NY, for Defendant BofA Securities, Inc.


OPINION AND ORDER

Plaintiff Harrington Global Opportunity Fund, Limited, brings this action alleging (1) violation of § 10(b) of the Exchange Act and Rule 10b-5, (2) violation of § 9(a)(2) of the Exchange Act, (3) unjust enrichment, (4) common law fraud, (5) conspiracy to commit fraud and ...

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