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S.E.C. v. GENOVESE

18-cv-942 (JGK).

553 F.Supp.3d 24 (2021)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Nicholas J. GENOVESE, Willow Creek Investments, LP, and Willow Creek Advisers, LLC, Defendants.

United States District Court, S.D. New York.

Signed August 6, 2021.

Attorney(s) appearing for the Case

Alexander Mircea Vasilescu, Sanjay Wadhwa, Gerald A. Gross, James K. Hanson, Karen Michelle Lee, U.S. Securities and Exchange Commission, Marc Peter Berger, Ropes & Gray, LLP, New York, NY, for Plaintiff.

Nicholas J. Genovese, Cumberland, MD, Pro Se.

AMENDED MEMORANDUM OPINION AND ORDER

The Securities and Exchange Commission ("SEC") has brought suit against Nicholas J. Genovese, and two entities under his ownership and control, Willow Creek Advisers, LLC ("Willow Creek") and Willow Creek Investments, LP (the "WC Fund"), alleging...

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