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S.E.C. v. SZTROM

Case No.: 3:21-cv-00086-H-RBB.

538 F.Supp.3d 1050 (2021)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Michael SZTROM, David Sztrom, and Sztrom Wealth Management, Inc., Defendants.

United States District Court, S.D. California.

Signed May 11, 2021.

Attorney(s) appearing for the Case

Michael Raymond Sew Hoy, Securities and Exchange Commission, Los Angeles, CA, for Plaintiff.

Natalie Prescott, Sean T. Prosser, Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. San Diego, CA, for Defendants.

ORDER DENYING DEFENDANTS' MOTION TO DISMISS COMPLAINT

On January 15, 2021, Plaintiff Securities and Exchange Commission ("SEC") filed a complaint against Defendants Michael Sztrom, David Sztrom, and Sztrom Wealth Management, Inc. ("Defendants"). (Doc. No. 1, Compl.) On March 30, 2021, Defendants filed a...

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