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S.E.C. v. CHAN

Civil Action No. 16-cv-11106-ADB.

465 F.Supp.3d 18 (2020)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Schultz CHAN (a/k/a Jason Chan), Defendant.

United States District Court, D. Massachusetts.

Signed June 8, 2020.

Attorney(s) appearing for the Case

Charles D. Riely, Charu A. Chandrasekhar, David Oliwenstein, Pro Hac Vice, Lee A. Greenwood, Simona Suh, U.S. Securities and Exchange Commission New York Regional Office, New York, NY, Martin F. Healey, Securities and Exchange Commission, Boston, MA, for Plaintiff.

Matthew J. Tuttle, Pinkham Busny LLP, Woburn, MA, Peter C. Horstmann, Law Offices of Peter Charles Horstmann, Newton, MA, for Defendant.

MEMORANDUM AND ORDER ON PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT

This SEC action arises out of a government investigation of an insider trading scheme involving publicly traded shares of the Massachusetts-based biopharmaceutical company Akebia Therapeutics, Inc. ("Akebia"). In a related criminal case...

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