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SECURITIES AND EXCHANGE COM'N v. LEK SECURITIES

17cv1789 (DLC).

612 F.Supp.3d 287 (2020)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. LEK SECURITIES CORPORATION, Samuel Lek, Vali Management Partners dba Avalon FA Ltd., Nathan Fayyer, and Sergey Pustelnik, Defendants.

United States District Court, S.D. New York.

Signed March 20, 2020.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

For the plaintiff: David J. Gottesman, Olivia S. Choe, Sarah S. Nilson, U.S. Securities and Exchange Commission, 100 F Street N.E., Washington, D.C. 20549.

For the defendants: James M. Wines, Law Office of James Wines, 1802 Stirrup Lane, Alexandria, VA 22308.

OPINION AND ORDER

Following a jury verdict in its favor on November 12, 2019, plaintiff United States Securities and Exchange Commission ("SEC") seeks a permanent injunction, disgorgement jointly and severally in the amount of $4,495,564 plus prejudgment interest, and civil penalties in the amount of $13.8...

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