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MOHAN v. UBS FINANCIAL SERVICES INC.

No. 3:19-cv-00663 (JAM).

MARK L. MOHAN, Plaintiff, v. UBS FINANCIAL SERVICES INC. et al., Defendants.

United States District Court, D. Connecticut.

March 17, 2020.

Editors Note
Applicable Law: 29 U.S.C. § 1132
Cause: 29 U.S.C. § 1132 E.R.I.S.A. - Employee Benefits
Nature of Suit: 791 Labor: E.R.I.S.A.
Source: PACER

Attorney(s) appearing for the Case

Mark L. Mohan, Plaintiff, pro se.

UBS Financial Services Inc. & UBS AG, Defendants, represented by Bernard E. Jacques, McElroy, Deutsch, Mulvaney & Carpenter/PH, LLP, Justin DeCamp, Sullivan & Cromwell LLP & Sarah Nudelman, Sullivan & Cromwell LLP.

ORDER GRANTING MOTION TO DISMISS

Plaintiff Mark Mohan has been employed by defendant UBS Financial Services, Inc. ("UBSFS") as a financial advisor since 2011. He filed this lawsuit pro se against UBSFS and UBS AG, claiming that UBSFS retaliated against him because of his protected whistleblowing...

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