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SECURITIES AND EXCHANGE COMMISSION v. AMERINDO INVESTMENT ADVISORS INC.

Nos. 05-cv-5231 (RJS), 05-cr-621 (RJS)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. AMERINDO INVESTMENT ADVISORS INC., et al., Defendants. UNITED STATES OF AMERICA, v. ALBERTO WILLIAM VILAR, et al., Defendants.

United States District Court, S.D. New York.

January 13, 2020.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Mark K. Schonfeld , Securities and Exchange Commission, Mark Daniel Salzberg , Brookfield Place Securities & Exchange Commission, Neal Ralph Jacobson , U.S. Securities and Exchange Commission & Paul G. Gizzi , Securities & Exchange Commission.

Amerindo Investment Advisors Inc., Amerindo Management Inc., Amerindo Technology Growth Fund, Inc., Amerindo Technology Growth Fund II, Inc., Techno Raquia, S.A. & Amerindo Investment Advisors, Inc., Defendants, represented by Vivian Shevitz , Vivian Shevitz, Attorney At Law.

Ian Gazes, Receiver, pro se.

Ana R Acevedo & Maria Dichov, Claimants, represented by Paul A. Winick , United Nations New York & Ronald Wolf Adelman , Lynn & Cahill, LLP.

Paul Marcus, The Deane J. Marcus Trust, The Steven E. Marcus Trust, The Ceryl Marcus-Podhaizer Trust & The Eve S. Marcus Children's Trust, Claimants, represented by Julian Walter Friedman , Ballard Spahr LLP & Bradley Gershel , Ballard Spahr LLP.

Maakie Heitkoenig, Interested Party, represented by Leo L. Esses , The Esses Law Group, LLC.

Lisa Mayer & Debra Mayer, Interested Partys, represented by Jerome Reisman , Reisman, Peirez & Reisman, LLP, Patrick Walter Begos , Begos and Horgan & Brown L.L.P. & Lisa Ann Giunta , Reisman, Peirez & Reisman & Capobianco L.L.P.

J.P. Morgan Securities LLC, Interested Party, represented by Andrea Likwornik Weiss , Becker, Glynn, Muffly, Chassin & Hosinski LLP.

James Stableford, Intervenor, represented by Andrew Edward Goldsmith , Kellogg, Hansen, Todd, Figel & Frederick PLLC & James McCormick Webster, III , Kellogg, Hansen, Todd, Figel & Frederick PLLC, pro hac vice.

ORDER

The Court is in receipt of the attached letter from Laurie Christov, dated January 2, 2020. The Clerk of the Court is respectfully requested to add Ms. Christov to the 05-cr-621 docket as an interested party. Any petitions in response to the Second Preliminary Order of Forfeiture as to Substitute...

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