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ALFANDARY v. NIKKO ASSET MANAGEMENT, CO., LTD.

No. 17 Civ. 5137 (LAP).

CHRISTINA ALFANDARY, JEFFREY HANSEN, LAURIE VICARI, TIMOTHY McCARTHY, BILL WILDER, FREDERICK REIDENBACH, AND GREGORY ATKINSON, Plaintiffs, v. NIKKO ASSET MANAGEMENT, CO., LTD., TAKUMI SHIBATA, SUMITOMO MITSUI TRUST BANK, LIMITED, AND SUMITOMO MITSUI TRUST HOLDINGS, INC., Defendants.

United States District Court, S.D. New York.

December 6, 2019.

Editors Note
Applicable Law: 12 U.S.C. § 22
Cause: 12 U.S.C. § 22 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Christina Alfandary, Jeffrey Hansen, Laurie Vicari, Timothy McCarthy & Bill Wilder, Plaintiffs, represented by Daniel J. Fetterman , Kasowitz, Benson, Torres LLP, David J. Mark , Kasowitz, Benson, Torres LLP & Todd Andrew Higgins , Crosby & Higgins LLP.

Frederick Reidenbach & Gregory Atkinson, Plaintiffs, represented by Daniel J. Fetterman , Kasowitz, Benson, Torres LLP.

Nikko Asset Management Co., Ltd. & Takumi Shibata, Defendants, represented by Adam Selim Hakki , Shearman & Sterling LLP, John Gueli , Shearman & Sterling LLP, Elizabeth Johnson Stewart , Shearman & Sterling LLP & H. Miriam Farber , Shearman & Sterling LLP.

Sumitomo Mitsui Trust Bank, Limited & Sumitomo Mitsui Trust Holdings, Inc., Defendants, represented by Adam Selim Hakki , Shearman & Sterling LLP & H. Miriam Farber , Shearman & Sterling LLP.

OPINION

The Court issues this opinion to set forth the reasoning behind its November 25, 2019 order [dkt. no. 87] on Defendants' motion to dismiss Plaintiffs' Amended Complaint pursuant to Federal Rule of Civil Procedure 12(b)(6) [dkt no. 64]. As stated in the November 25, 2019 order, Defendants...

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