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SECURITIES AND EXCHANGE COMMISSION v. NALL

Civil Action No. 2:19-cv-702-TFM-C.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. JAMES WALLACE NALL, III, et al., Defendants.

United States District Court, S.D. Alabama, Northern Division.

October 3, 2019.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities And Exchange Commission, Plaintiff, represented by Edward G. Sullivan, Securities and Exchange Commission, John G. Westrick, Securities and Exchange Commission & Robert K. Gordon, Securities and Exchange Commission.

Michael Hale Smith, Michael Dwaine Smith, Robert Walter Smith & Walter Vice Tutt, Defendants, represented by William Martin Espy, Melton, Espy & Williams, P.C..

FINAL JUDGMENT AS TO DEFENDANT ROBERT WALTER SMITH

The Securities and Exchange Commission having filed a Complaint and Defendant Robert Walter Smith ("Robert Smith") having entered a general appearance; consented to the Court's jurisdiction over Defendant and the subject matter of...

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