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SECURITIES AND EXCHANGE COMMISSION v. DeCICCO

Case No. 2:19-mc-129.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff/Petitioner, v. PETER ANTHONY DECICCO, JR., Defendant/Respondent.

United States District Court, C.D. California.

July 11, 2019.

Editors Note
Cause: Civil Miscellaneous Case
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Donald W. Searles , US Securities and Exchange Commission & Michael J. Roessner , US Securities and Exchange Commission, pro hac vice.

FINAL JUDGMENT

The Plaintiff Securities and Exchange Commission (the "Commission") applied to this Court for a Judgment pursuant to Section 20(c) of the Securities Act of 1933 ("Securities Act"), 15 U.S.C. § 77t(c), to enforce compliance by Respondent Peter Anthony DeCicco, Jr. ("DeCicco" or "Respondent...

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