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SECURITIES AND EXCHANGE COMMISSION v. FAULKNER

Civil Action No. 3:16-CV-1735-D.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CHRISTOPHER A. FAULKNER, et al., Defendants.

United States District Court, N.D. Texas, Dallas Division.

June 18, 2019.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities
Nature of Suit: 850 Other Statutes: Securities/Commodities/Exchange
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by B. David Fraser , Securities & Exchange Commission, Jason P. Reinsch , U.S. Securities and Exchange Commission, Scott F. Mascianica , Securities and Exchange Commission & Timothy Sean McCole , US Securities & Exchange Commission.

Breitling Energy Corporation & Breitling Oil & Gas Corporation, Defendants, represented by Carole A. Faulkner , Law Offices of Carole A Faulkner & Lance Alan Pool , Friedman & Feiger LLP.

Parker R Hallam, Defendant, represented by Karen Lundskow Cook , Karen Cook PLLC & S. Michael McColloch , S Michael McColloch PLLC.

Carole A Faulkner, Respondent, pro se.

U.S. Property Investments, Inc., Respondent, represented by Carole A. Faulkner , Law Offices of Carole A Faulkner.

Petro-Hunt, LLC, Non-Party Petro-Hunt, LLC, Movant, represented by Charles W. Gameros, Jr. , Hoge & Gameros.

Jinsun LLC, Movant, represented by Brian P. Lauten , Brian Lauten, P.C.

Paula D Morris, Manager, Claimant, pro se.

Rothstein Kass, Interested Party, represented by Travis S. Gamble , Sedgwick LLP, Kristen L. Perry , Drinker Biddle Reath LLP, Nicolas Morgan , Paul Hastings LLP, pro hac vice, Thomas Anthony Zaccaro , Paul Hastings LLP, pro hac vice & Wayne B. Mason , Drinker Biddle & Reath LLP.

First Capital Gold, Inc., Interested Party, represented by Carole A. Faulkner , Law Offices of Carole A Faulkner.

Charles Perry, Interested Party, pro se.

Cynthia Perry, Interested Party, pro se.

Paul A Wohrman, Interested Party, pro se.

Thomas L Taylor, III, Receiver, pro se.

Thomas L Taylor, III, Receiver, represented by Andrew M. Goforth , Goforth Law, PLLC, Donald R. Littlefield , Ballard & Littlefield LLP, Edwin J. Tomko , Dykema Cox Smith & Jason M. Ross , Dykema Gossett PLLC.

Brad Meyer & Braun/Meyer, LLC, Objectors, represented by Worthy W. Walker , Shackelford, Bowen, McKinley & Norton LLP.

MEMORANDUM OPINION AND ORDER

On April 22, 2019 the court received correspondence from defendant Christopher A. Faulkner ("Faulkner") stating that Faulkner's former attorneys, Lawrence J. Friedman, Esquire ("Friedman") and W. Carter Boisvert, Esquire ("Boisvert"), have refused to forward new filings...

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