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HOWES v. FINANCIAL INDUSTRY REGULATORY AUTHORITY

Case No.: 8:18-cv-03094-PWG.

395 F.Supp.3d 608 (2019)

Thomas HOWES, Plaintiff, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Defendant.

United States District Court, D. Maryland, Southern Division.

Signed June 11, 2019.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Thomas Howes, Bethesda, MD, pro se.

Terri L. Reicher, Office of the General Counsel, Washington, DC, for Defendant.

MEMORANDUM OPINION AND ORDER

Plaintiff Thomas Howes has filed this federal lawsuit seeking an order expunging customer complaints from a securities industry regulator's database. The regulator, the Financial Industry Regulatory Authority, Inc. ("FINRA"), has moved to dismiss the suit...

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