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S.E.C. v. DFRF ENTERPRISES LLC

Civil Action No. 15-12857-PBS.

384 F.Supp.3d 129 (2019)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. DFRF ENTERPRISES LLC, DFRF Enterprises, LLC, Daniel Fernandes Rojo Filho, Wanderley M. Dalman, Gaspar C. Jesus, Eduardo N. Da Silva, Heriberto C. Perez Valdes, Jeffrey A. Feldman and Romildo Da Cunha, Defendants.

United States District Court, D. Massachusetts.

Filed May 29, 2019.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Franklin C. Huntington, IV, Martin F. Healey, Securities and Exchange Commission, Boston, MA, for Plaintiff.

DFRF Enterprises LLC, pro se.

Daniel Fernandes Rojo Filho, Miami, FL, pro se.

Norman S. Zalkind, Emma M. Quinn-Judge, Zalkind Duncan & Bernstein, Jonathan Shapiro, Shapiro & Teitelbaum LLP, James W. Lawson, Jeffrey Jackson Pyle, Prince Lobel Tye LLP, Martin R. Rosenthal, Boston, MA, Robert G. Amsel, Robbins, Tunkey, Ross, Amsel, Raben and Waxman, P.A., Miami, FL, Vikas S. Dhar, Dhar Law LLP, Charlestown, MA, for Defendants.

ORDER

This is an enforcement action brought by the Securities and Exchange Commission ("SEC") in connection with a multimillion-dollar pyramid scheme involving a fake gold mining company, DFRF Enterprises. The case was stayed from October 2015 to November 2018 while a parallel criminal prosecution of...

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