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SECURITIES AND EXCHANGE COMMISSION v. KERN

No. 18 Misc. 479 (AT).

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. JOHN B. KERN, Defendant.

United States District Court, S.D. New York.

April 30, 2019.

Editors Note
Cause: M 94 Other
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Marc Peter Berger , U.S. Securities and Exchange Commission, Maureen Peyton King , Securities and Exchange Commission & Judith Ann Weinstock , Securities and Exchange Commission.

ORDER

On October 18, 2018, the Securities and Exchange Commission (the "SEC") filed an application for a judgment enforcing an SEC order against Defendant dated June 30, 2014 (the "SEC Order"). ECF No. 1. That same day, the Court ordered Defendant, John B. Kern, to show cause why the...

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