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SECURITIES AND EXCHANGE COMMISSION v. ROTHENBERG

Case No. 18-cv-05080-JST.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. MICHAEL B. ROTHENBERG, et al., Defendants.

United States District Court, N.D. California.

May 9, 2019.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Eric Matthew Brooks , Securities and Exchange Commission, Andrew Jacob Hefty , Securities & Exchange Commission, E. Barrett Atwood , Securities & Exchange Commission, Erin E. Schneider , Securities & Exchange Commission & Jeremy Emerson Pendrey , Securities & Exchange Commission.

Michael B. Rothenberg, Defendant, pro se.

Rothenberg Ventures LLC, formerly known as Rothenberg Ventures Management Company, LLC, Defendant, represented by Jahan Pierre Raissi , Shartsis Friese LLP.

ORDER COMPELLING DEFENDANT MICHAEL B. ROTHENBERG TO RESPOND TO INTERROGATORIES AND REQUESTS FOR PRODUCTION OF DOCUMENTS

Re: ECF No. 73

Now before the Court is the parties' joint discovery letter brief regarding defendant Michael B. Rothenberg's failure to provide responses to plaintiff Securities...

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