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SECURITIES AND EXCHANGE COMMISSION v. MILLER

Case No. 2:17-cv-00897-CBM-RAO.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. THOMAS MILLER and WILLIAM LIANG, Defendants.

United States District Court, C.D. California, Western Division.

April 17, 2019.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Amy J. Longo , US Securities and Exchange Commission Los Angeles Regional Office, Gary Y. Leung , US Securities and Exchange Commission & Lynn M. Dean , US Securities and Exchange Commission.

FINAL JUDGMENT AS TO DEFENDANT WILLIAM LIANG

The Securities and Exchange Commission having filed a First Amended Complaint and Defendant William Liang having entered a general appearance; consented to the Court's jurisdiction over Defendant and the subject matter of this action; consented to entry...

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