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SECURITIES AND EXCHANGE COMMISSION v. RIO TINTO PLC

No. 17 Civ. 7994 (AT).

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. RIO TINTO PLC, RIO TINTO LIMITED, THOMAS ALBANESE, and GUY ROBERT ELLIOTT, Defendants.

United States District Court, S.D. New York.

March 18, 2019.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Dean Michael Conway , Securities and Exchange Commission, Gregory Nelson Miller , U.S. Securities & Exchange Commission, Martin Totaro , United States Securities & Exchange Commission, Thomas A. Bednar , Securities & Exchange Commission & David Mark Cave , US Securities and Exchange Comission.

Rio Tinto PLC & Rio Tinto Limited, Defendants, represented by Lawrence Jay Zweifach , Gibson, Dunn & Crutcher, LLP, Alexander W. Mooney , Gibson, Dunn & Crutcher LLP, Aric Hugo Wu , Gibson, Dunn & Crutcher, LLP, Avi Weitzman , Gibson, Dunn & Crutcher, LLP, Caitlin Joan Halligan , Selendy & Gay PLLC, Geoffrey Alan David , Kirkland & Ellis LLP, Jennifer Laurie Conn , Gibson, Dunn & Crutcher, LLP, Jeremy H. Temkin , Morvillo, Abramowitz, Grand, Iason, & Anello P.C., Jonathan S. Sack , Morvillo, Abramowitz, Grand, Iason, & Anello P.C., Kellam Conover , Gibson, Dunn & Crutcher LLP, Mark Adam Kirsch , Gibson, Dunn & Crutcher, LLP, Michael Springer , Gibson, Dunn & Crutcher, LLP & Richard W. Grime , Gibson, Dunn & Crutcher LLP, pro hac vice.

Guy Robert Elliott, Defendant, represented by Theodore Von Wells, Jr. , Paul Weiss, Geoffrey Rogers Chepiga , Paul, Weiss, Rifkind, Wharton & Garrison, Livia Fine , Paul, Weiss, Rifkind, Wharton & Garrison LLP & Walter G. Ricciardi , Paul, Weiss, Rifkind, Wharton & Garrison LLP.

Thomas Albanese, Defendant, represented by Peter J. Romatowski , Jones Day, David Ronald Woodcock , Jones Day, Jacqueline Vallette , Jones Day, Kristen Allyssa Lejnieks , Jones Day, Melissa Lim Patterson , Jones Day, pro hac vice, Norman Scott Fletcher , Jones Day & Tyson Mark Lies , Jones Day, pro hac vice.

ORDER

The U.S. Securities and Exchange Commission (the "SEC") brings this enforcement action against Defendants Rio Tinto plc and Rio Tinto Limited (collectively, "Rio Tinto"), Thomas Albanese, and Guy Robert Elliott (Albanese and Elliott together, the "Individual Defendants"), alleging violations of the...

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