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SECURITIES AND EXCHANGE COMMISSION v. FAULKNER

Civil Action No. 3:16-CV-1735-D.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CHRISTOPHER A. FAULKNER, et al., Defendants.

United States District Court, N.D. Texas, Dallas Division.

March 5, 2019.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities
Nature of Suit: 850 Other Statutes: Securities / Commodities / Exchange
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by B. David Fraser , Securities & Exchange Commission, Jason P. Reinsch , U.S. Securities and Exchange Commission, Scott F. Mascianica , Securities and Exchange Commission & Timothy Sean McCole , US Securities & Exchange Commission.

Breitling Energy Corporation & Breitling Oil & Gas Corporation, Defendants, represented by Carole A. Faulkner , Law Offices of Carole A. Faulkner & Lance Alan Pool , Friedman & Feiger LLP.

Jeremy S. Wagers, Defendant, pro se.

Parker R Hallam, Defendant, represented by Karen Lundskow Cook , Karen Cook PLLC & S. Michael McColloch , S. Michael McColloch PLLC.

Carole A. Faulkner, Respondent, pro se.

U.S. Property Investments, Inc., Respondent, represented by Carole A. Faulkner , Law Offices of Carole A. Faulkner.

Petro-Hunt, LLC, Non-Party Petro-Hunt, LLC, Movant, represented by Charles W. Gameros, Jr. , Hoge & Gameros.

Jinsun LLC, Movant, represented by Brian P. Lauten , Brian Lauten, P.C.

Rothstein Kass, Interested Party, represented by Travis S. Gamble , Sedgwick LLP, Mark Elliott Killingsworth , Drinker Biddle & Reath LLP, Nicolas Morgan , Paul Hastings LLP, pro hac vice, Thomas Anthony Zaccaro , Paul Hastings LLP, pro hac vice & Wayne B. Mason , Drinker Biddle & Reath LLP.

First Capital Gold, Inc., Interested Party, represented by Carole A. Faulkner , Law Offices of Carole A. Faulkner.

Thomas L. Taylor, III, Receiver, pro se.

Thomas L Taylor, III, Receiver, represented by Andrew M. Goforth , Goforth Law, PLLC, Donald R. Littlefield , Ballard & Littlefield LLP, Edwin J. Tomko , Dykema Cox Smith & Jason M. Ross , Dykema Gossett PLLC.

MEMORANDUM OPINION AND ORDER

In a prior memorandum opinion and order, SEC v. Faulkner, 2018 WL 5279321 (N.D. Tex. Oct. 24, 2018) (Fitzwater, J.) (the "Clarification Order"), the court granted nonparty Rothstein, Kass & Co., PLLC's ("Rothstein Kass's") motion to clarify the scope of...

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