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SECURITIES AND EXCHANGE COMMISSION v. SPARK TRADING GROUP, LLC

No. 18-cv-1498 (BMC).

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. SPARK TRADING GROUP, LLC and NIKET SHAH, Defendants.

United States District Court, E.D. New York.

December 20, 2018.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Joseph A. Ebersole , U.S. Securities and Exchange Commission, Kenneth J. Guido , Securities and Exchange Commission & W. Bradley Ney , Securities and Exchange Commission.

Spark Trading Group, LLC, Defendant, pro se.

Niket Shah, Defendant, pro se.

MEMORANDUM DECISION AND ORDER

The Securities and Exchange Commission filed a motion for summary judgment against defendants Niket Shah and Spark Trading Group, LLC, neither of which have filed any opposition to the motion. The SEC's motion for summary judgment is granted for the reasons stated below.

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