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SECURITIES AND EXCHANGE COMMISSION v. MAZZO

Case No. SACV 12-1327-DOC(AFM).

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. JAMES V. MAZZO, et al., Defendants.

United States District Court, C.D. California, Southern Division.

December 6, 2018.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Christopher R. Kelly , US Securities and Exchange Commission Philadelphia Regional Office, pro hac vice, David W. Snyder , US Securities and Exchange Commission Philadelphia Regional Office, pro hac vice, G. Jeffrey Boujoukos , US Securities and Exchange Commission, pro hac vice, John B. Bulgozdy , US Securities and Exchange Commission & Scott Alexander Thompson , US Securities and Exchange Commission, pro hac vice.

United States Attorney's Office, Movant, represented by Lawrence E. Kole , AUSA - Office of US Attorney.

David L Parker, Defendant, represented by George B. Brunt , George Brunt & Keith A. Rosenbaum , Spectrum Law Group.

Eddie C Murray, Defendant, represented by Andrew A. Esbenshade , Caldwell Leslie and Proctor PC & Michael J. Proctor , Durie Tangri LLP.

FINAL JUDGMENT AS TO DEFENDANT JAMES V. MAZZO [181]

The Securities and Exchange Commission having filed a Complaint and Defendant James V. Mazzo having entered a general appearance; consented to the Court's jurisdiction over Defendant and the subject matter of this action; consented to entry of this Final...

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