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S.E.C. v. WEED

Civil Action No. 14-14099-NMG.

315 F.Supp.3d 667 (2018)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Richard WEED, Defendant.

United States District Court, D. Massachusetts.

Signed May 25, 2018.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Martin F. Healey, Securities and Exchange Commission, Boston, MA, for Plaintiff.

William H. Connolly, Law Offices of William H. Connolly, Boston, MA, Caroline K. Simons, Elizabeth G.H. Ranks, Gus P. Coldebella, Thomas C. Frongillo, Fish & Richardson, P.C., Boston, MA, J. W. Carney, Jr., J. W. Carney, Jr. & Associates, Boston, MA, for Defendant.

MEMORANDUM & ORDER

This case arises out of a government investigation of a pump-and-dump scheme ("the scheme") involving publicly-traded shares of CitySide Tickets, Inc. ("CitySide"). Plaintiff Securities and Exchange Commission ("the SEC" or "the Commission...

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