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SECURITIES AND EXCHANGE COMMISSION v. BARDMAN

Case No. 3:16-cv-02023 (JST).

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. ERIK K. BARDMAN and JENNIFER F. WOLF, Defendants.

United States District Court, N.D. California, San Francisco Division.

April 26, 2018.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Paul W. Kisslinger, U.S. Securities & Exchange Commission Enforcement Division, Kevin C. Lombardi, Securities and Exchange Commission, Patrick Reinhold Costello, US Securities and Exchange Commission & Timothy K. Halloran, United States Securities & Exchange Commission.

Erik K. Bardman, Defendant, represented by Patrick David Robbins, Shearman & Sterling LLP & Emily Victoria Griffen, Shearman & Sterling LLP.

Jennifer F. Wolf, Defendant, represented by William H. Kimball, Kane+Kimball LLP & Julia M. Breyer, Kane+Kimball LLP.

STIPULATION AND [PROPOSED] ORDER CONTINUING CASE MANAGEMENT CONFERENCE

WHEREAS, the Securities and Exchange Commission Division of Enforcement ("Division") and Defendants Erik K. Bardman and Jennifer F. Wolf ("Defendants" and, together with the SEC, the "Parties"...

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