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S.E.C. v. JOHNSTON

Civil Action No. 16-10607-NMG.

310 F.Supp.3d 265 (2018)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff v. David JOHNSTON, Defendant.

United States District Court, D. Massachusetts.

Signed April 19, 2018.

Editors Note
Applicable Law: 12 U.S.C. § 22
Cause: 12 U.S.C. § 22 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Eric A. Forni, Richard Mann Harper, II, Rachel E. Hershfang, Susan C. Anderson, United States Securities and Exchange Commission, Boston, MA, for Plaintiff.

John F. Sylvia, Andrew Nathanson, Emily K. Musgrave, Jessica C. Sergi, Julia M. Ong, Kerime S. Akoglu, Kevin C. Mortimer, Matthew D. Levitt, Rebecca D. Raphaelson, Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, PC, Boston, MA, for Defendant.

MEMORANDUM & ORDER

This case arises out of the development of a cancer drug by AVEO Pharmaceuticals, Inc. ("AVEO"). The Securities and Exchange Commission ("the SEC") alleges that AVEO, its chief executive officer Tuan Ha-Ngoc ("Ha-Ngoc"), chief financial officer David Johnston ("Johnston...

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