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HSU v. UBS FINANCIAL SERVICES, INC.

No. C 11-02076 WHA.

DARRU K. "KEN" HSU, individually and as a trustee of the DARRU K. HSU AND GINA T. HSU LIVING TRUST, and on behalf of all others similarly situated, Plaintiff, v. UBS FINANCIAL SERVICES, INC., Defendant.

United States District Court, N.D. California.

April 6, 2018.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Darru K Hsu, Individually, and as Trustee of the Darru K. Hsu and Gina T. Hsu Living Trust U / A05 / 05 / 03 also known as "Ken", Plaintiff, pro se.

Darru K Hsu, Individually, and as Trustee of the Darru K. Hsu and Gina T. Hsu Living Trust U / A05 / 05 / 03, Plaintiff, represented by Val D. Hornstein, Hornstein Law, David P. Meyer, David P. Meyer & Associates Co., LPA, pro hac vice, Matthew Robert Harrison, Hornstein Law Offices & Matthew Ryan Wilson, Meyer Wilson Co., LPA.

UBS Financial Services, Inc., Defendant, represented by Ashley Lynn Shively, Reed Smith LLP, David Carlyle Powell, McGuireWoods LLP & Justin Edward McGuirk, Reed Smith.

ORDER DENYING PLAINTIFF'S MOTION FOR RELIEF FROM JUDGMENT AND DENYING DEFENDANT'S MOTION TO DECLARE PLAINTIFF A VEXATIOUS LITIGANT

INTRODUCTION

This order arises from a putative class action dismissed in August 2011. Pro se plaintiff moves to set aside the judgment in favor of defendant on...

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