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SECURITIES AND EXCHANGE COMMISSION v. YIN

No. 17-CV-972 (JPO).

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. SHAOHUA (MICHAEL) YIN, et al., Defendants.

United States District Court, S.D. New York.

March 27, 2018.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by David Stoelting , Three World Financial Center U.S. Securities and Exchange Commission, Gary Y. Leung , U.S. Securities and Exchange Commission, Amy J. Longo , United States Securities & Exchange Commission & Jasmine Starr , U.S. Securities and Exchange Commission.

Shaohua Michael Yin, Defendant, represented by Megan Elizabeth Wall-Wolff , Wilson Sonsini Goodrich & Rosati, Michael S. Sommer , Wilson, Sonsini, Goodrich & Rosati P.C. & Meher Javid Talib , Wilson Sonsini Goodrich & Rosati.

Lizhao Su, Zhiqing Yin, Jun Qin, Yan Zhou & Bei Xie, Relief Defendants, represented by Megan Elizabeth Wall-Wolff , Wilson Sonsini Goodrich & Rosati, Michael S. Sommer , Wilson, Sonsini, Goodrich & Rosati P.C. & Meher Javid Talib , Wilson Sonsini Goodrich & Rosati.

OPINION AND ORDER

This is an insider trading action brought by the Securities and Exchange Commission. Defendant Michael Yin moves to dismiss, arguing that the Complaint does not adequately allege the elements of tippee liability. The Court concludes that it does. Accordingly, the motion is denied.

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