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SECURITIES AND EXCHANGE COMMISSION v. PRESENT

Case No. 14-cv-14692-LTS.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. HOWARD B. PRESENT, Defendant.

United States District Court, D. Massachusetts.

March 20, 2018.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Franklin C. Huntington, IV, Securities and Exchange Commission, Alfred A. Day, United States Securities and Exchange Commission, Jennifer A. Cardello, Securities and Exchange Commission & Rachel E. Hershfang, United States Securities and Exchange Commission.

Howard B Present, Defendant, represented by Anthony E. Fuller, Hogan Lovells US LLP, Justin P. O'Brien, Hogan Lovells US LLP, Michael A. Collora, Hogan Lovells US LLP & Alexandra G. Watson, Hogan Lovells US LLP.

Morton Wealth Advisors, Copeland Capital Management, David Jay Morton & Michael Capobianco, Movants, represented by Jacqueline S. Delbasty, Morgan, Lewis & Bockius LLP & Jordan D. Hershman, Morgan Lewis & Bockius LLP.

Arjen Kuyper, Third Party Witness, represented by Eva M. Zelnick, Mirick, O'Connell, DeMallie & Lougee, LLP, Kenneth C. Pickering, Mirick, O'Connell, DeMallie & Loungee, LLP & Samuel Kornhauser, Law Offices of Samuel Kornhauser, pro hac vice.

Craig R. Jalbert as Trustee of the F2 Liquidating Trust, Interested Party, represented by Alex Lipman, Brown Rudnick LLP, pro hac vice & Sharon I. Dwoskin, Brown Rudnick LLP.

ORDER ON MOTION FOR ENTRY OF FINAL JUDGMENT (DOC. NO. 357)

The Securities and Exchange Commission ("SEC") brought a civil enforcement action against Defendant Howard Present for violations of the Investment Advisers Act of 1940 (the "Advisers Act") and rules thereunder. Following a trial, the jury returned...

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