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SECURITIES AND EXCHANGE COMMISSION v. COMMONWEALTH ADVISORS, INC.

No. 12-00700-JWD-DEK.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. COMMONWEALTH ADVISORS, INC. and WALTER A. MORALES, Defendants.

United States District Court, M.D. Louisiana.

February 14, 2018.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

U.S. Securities and Exchange Commission, Plaintiff, represented by John Joseph Gaupp , United States Attorney's Office, Cheryl L. Crumpton , Securities and Exchange Commission, pro hac vice, Gary M. Zinkgraf , United States Securites and Exchange Commission, pro hac vice & Stephan J. Schlegelmilch , United States Securities and Exchange Commission Division of Enforcement.

Commonwealth Advisors, Inc. & Walter A. Morales, Defendants, represented by Fredrick R. Tulley , Taylor, Porter, Brooks & Phillips, Harry Joseph Philips, Jr. , Taylor, Porter, Brooks & Phillips, John Anthony Milazzo, Jr. , Taylor, Porter, Brooks & Phillips, L.L.P. & Ryan Keith French , Taylor, Porter, Brooks & Phillips, LLP.

Department of Justice, Interested Party, represented by John Joseph Gaupp , United States Attorney's Office & Stephan J. Schlegelmilch , United States Securities and Exchange Commission Division of Enforcement.

FINAL JUDGMENT AS TO DEFENDANTS WALTER A. MORALES AND COMMONWEALTH ADVISORS, INC.

The Securities and Exchange Commission having filed a Complaint and Defendants Commonwealth Advisors, Inc. and Walter A. Morales ("Defendants") having entered a general appearance; consented to the Court's jurisdiction...

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