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BALABON v. KETCHUM

No. 1:17-CV-486-LY.

SAM BALABON, et al. v. RICHARD KETCHUM, et al.

United States District Court, W.D. Texas, Austin Division.

February 9, 2018.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Sam Balabon, Plaintiff, pro se.

Spot Quote Holdings, Inc., Plaintiff, pro se.

Spot Quote LLC, Plaintiff, pro se.

Richard Ketchum, Erin Vocke & Financial Industry Regulatory Authority, Inc., Defendants, represented by Hallie Elizabeth Graves, Ewell, Brown, Blanke & Knight LLP & Joseph R. Knight, Ewell Brown Blanke & Knight LLP.

REPORT AND RECOMMENDATION OF THE UNITED STATES MAGISTRATE JUDGE

TO: THE HONORABLE LEE YEAKEL UNITED STATES DISTRICT JUDGE

Before this Court are Defendants' Motion to Dismiss (Dkt. No. 11) and Plaintiffs' Response (Dkt. No. 12)....

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