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SECURITIES AND EXCHANGE COMMISSION v. BIVONA

Case No. 16-cv-01386-EMC.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. JOHN V. BIVONA, et al., Defendants.

United States District Court, N.D. California.

November 14, 2017.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by John Scott Yun , Securites & Exchange Commission.

Securities and Exchange Commission, Plaintiff, represented by Jessica Wai-Chung Chan , Securities and Exchange Commission & Marc David Katz , Securities and Exchange Commission.

John V. Bivona, Defendant, represented by Jahan Pierre Raissi , Shartsis Friese LLP.

Saddle River Advisors, LLC, Defendant, represented by Jahan Pierre Raissi , Shartsis Friese LLP.

Frank Gregory Mazzola, Defendant, Pro Se.

Michele J. Mazzola, Defendant, Pro Se.

Anne Bivona, Defendant, represented by Jahan Pierre Raissi , Shartsis Friese LLP.

SRA Funds Investor Group, Interested Party, represented by Jonathan Krasne Levine , Pritzker Levine, LLP, Bethany Caracuzzo , Pritzker Levine LLP & Elizabeth Cheryl Pritzker , Pritzker Levine LLP.

Global Generation Group LLC, Interested Party, represented by Ellen A. Cirangle , Lubin Olson & Niewiadomski LLP, Jonathan Edward Sommer , Lubin Olson & Niewiadomski LLP & Theodore A. Griffinger, Jr. , Lubin Olson & Niewiadomski LLP.

Benchmark Capital, LLC, Interested Party, represented by Theodore A. Griffinger, Jr. , Lubin Olson & Niewiadomski LLP.

Michael Maidy, Miscellaneous, represented by John W. Cotton , Gartenberg Gelfand Hayton LLP & Aaron C. Gundzik , Gartenberg Gelfand Hayton LLP.

Telesoft Capital LLC, Miscellaneous, represented by Patrick Edward Gibbs , Cooley LLP.

ORDER REGARDING NOVEMBER 16, 2017 STATUS CONFERENCE AND PROPOSED CLAIM FORM

Docket No. 265, 268

The parties should be prepared to discuss the following issues at the November 16, 2017 status conference:

1. The Court's proposed revisions to the proposed claim form, attached to this order...

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