BROYLES v. CANTOR FITZGERALD & CO.

Civil Action No. 10-857-JJB-CBW.

JOSEPH H. BROYLES, v. CANTOR FITZGERALD & CO., ET AL

United States District Court, M.D. Louisiana.

September 20, 2017.

Editors Note
Applicable Law: 28 U.S.C. § 1441
Cause: 28 U.S.C. § 1441 - Petition for Removal: Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER


Attorney(s) appearing for the Case

C. Michael Hill, Special Master, Pro se.

Sand Spring Capital III Master Fund, LLC, Plaintiff, represented by Kirk Reasonover , Reasonover & Associates, LLC, Margaret Davis , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.

Sand Spring Capital III, LLC, Plaintiff, represented by Kirk Reasonover , Reasonover & Associates, LLC, Margaret Davis , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.

Sand Spring Capital III, Ltd., Plaintiff, represented by Kirk Reasonover , Reasonover & Associates, LLC, Margaret Davis , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.

CA High Yield Fund, LLC, Plaintiff, represented by Kirk Reasonover , Reasonover & Associates, LLC, Margaret Davis , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.

CA High Yield Offshore Fund, LTD., Plaintiff, represented by Kirk Reasonover , Reasonover & Associates, LLC, Margaret Davis , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.

CA Core Fixed Income Fund, LLC, Plaintiff, represented by Kirk Reasonover , Reasonover & Associates, LLC, Margaret Davis , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.

CA Core Fixed Income Offshore Fund, LTD, Plaintiff, represented by Kirk Reasonover , Reasonover & Associates, LLC, Margaret Davis , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.

CA Strategic Equity Fund, LLC, Plaintiff, represented by Kirk Reasonover , Reasonover & Associates, LLC, Margaret Davis , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.

CA Strategic Equity Offshore Fund, LTD, Plaintiff, represented by Kirk Reasonover , Reasonover & Associates, LLC, Margaret Davis , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.

Commonwealth Advisors, Inc., Defendant, represented by Fredrick R. Tulley , Taylor, Porter, Brooks & Phillips, John Anthony Milazzo, Jr. , Taylor, Porter, Brooks & Phillips, L.L.P., John Ashley Moore , Taylor, Porter, Brooks & Phillips & Katia Desrouleaux Bowman , Taylor, Porter, Brooks & Phillips.

Walter A Morales, III, Defendant, represented by Fredrick R. Tulley , Taylor, Porter, Brooks & Phillips, John Ashley Moore , Taylor, Porter, Brooks & Phillips & Katia Desrouleaux Bowman , Taylor, Porter, Brooks & Phillips.

Noel Caldwell, Defendant, represented by Fredrick R. Tulley , Taylor, Porter, Brooks & Phillips, Scott D. Wilson , Scott D. Wilson, APLC, John Ashley Moore , Taylor, Porter, Brooks & Phillips & Katia Desrouleaux Bowman , Taylor, Porter, Brooks & Phillips.

Stone & Youngberg, LLC, Defendant, represented by George C. Freeman, III , Barrasso Usdin Kupperman Freeman & Sarver LLC - NO, Jamie L. Berger , Barrasso Usdin Kupperman Freeman & Sarver LLC - NO & Robert J. Dressel , Barrasso Usdin Kupperman Freeman & Sarver.

Mitchell Gage, Defendant, represented by George C. Freeman, III , Barrasso Usdin Kupperman Freeman & Sarver LLC - NO.

Kenneth Williams, Defendant, represented by George C. Freeman, III , Barrasso Usdin Kupperman Freeman & Sarver LLC - NO.

Anthony Guaimano, Defendant, represented by George C. Freeman, III , Barrasso Usdin Kupperman Freeman & Sarver LLC - NO, Jamie L. Berger , Barrasso Usdin Kupperman Freeman & Sarver LLC - NO & Robert J. Dressel , Barrasso Usdin Kupperman Freeman & Sarver.

Michael Jennings, Defendant, represented by James Rodney Chastain, Jr. , Kean, Miller, Hawthorne, D'Armond-- B.R., Rory C. Flynn , Bruch Hanna LLP, Sandra M. Hanna , Bruch Hanna & Tara Montgomery Madison , Kean Miller LLP.

Jack Turner, Defendant, represented by George C. Freeman, III , Barrasso Usdin Kupperman Freeman & Sarver LLC - NO.

Stifel Financial Corp., Defendant, represented by George Denegre, Jr. , Liskow & Lewis- N.O., David N. Luder , Barrasso Usdin Kupperman Freeman & Sarver, Jackson S. Trugman , Sullivan & Cromwell LLP, pro hac vice, Jamie L. Berger , Barrasso Usdin Kupperman Freeman & Sarver LLC - NO, Mirais Moorman Holden , Liskow & Lewis, APLC, Robert A. Sacks , Sullivan & Cromwell LLP, pro hac vice, Stephen Henry Kupperman , Barrasso Usdin Kupperman Freeman & Sarver LLC - NO & Tyler Davis Trew , Liskow & Lewis.

Stifel, Nicolaus & Company, Inc., Defendant, represented by George Denegre, Jr. , Liskow & Lewis, David N. Luder , Barrasso Usdin Kupperman Freeman & Sarver, Jackson S. Trugman , Sullivan & Cromwell LLP, pro hac vice, Mirais Moorman Holden , Liskow & Lewis, APLC, Robert A. Sacks , Sullivan & Cromwell LLP, pro hac vice, Stephen Henry Kupperman , Barrasso Usdin Kupperman Freeman & Sarver LLC - NO & Tyler Davis Trew , Liskow & Lewis.

J.P. Morgan Securities, LLC, Defendant, represented by Christine Lipsey , McGlinchey Stafford, PLLC, Amanda Strickland Stout , McGlinchey Stafford- B.R., Kimberly Higginbotham Lorio , McGlinchey Stafford & Rodolfo Jesus Aguilar, Jr. , McGlinchey Stafford PLLC.

Charles Schwab & Co., Inc., Defendant, represented by Mark A. Cunningham , Jones Walker LLP & Robert B. Bieck, Jr. , Jones Walker LLP.

Walter A. Morales, Defendant, represented by Fredrick R. Tulley , Taylor, Porter, Brooks & Phillips & John Anthony Milazzo, Jr. , Taylor, Porter, Brooks & Phillips, L.L.P..

J.P. Morgan Securities, LLC, Cross Claimant, represented by Christine Lipsey , McGlinchey Stafford, PLLC, Amanda Strickland Stout , McGlinchey Stafford, Kimberly Higginbotham Lorio , McGlinchey Stafford & Rodolfo Jesus Aguilar, Jr. , McGlinchey Stafford PLLC.

Walter A Morales, III, Cross Defendant, represented by Fredrick R. Tulley , Taylor, Porter, Brooks & Phillips, John Ashley Moore , Taylor, Porter, Brooks & Phillips & Katia Desrouleaux Bowman , Taylor, Porter, Brooks & Phillips.

Commonwealth Advisors, Inc., Cross Defendant, represented by Fredrick R. Tulley , Taylor, Porter, Brooks & Phillips, John Ashley Moore , Taylor, Porter, Brooks & Phillips & Katia Desrouleaux Bowman , Taylor, Porter, Brooks & Phillips.

J.P. Morgan Securities, LLC, Counter Claimant, represented by Christine Lipsey , McGlinchey Stafford, PLLC, Amanda Strickland Stout , McGlinchey Stafford, Kimberly Higginbotham Lorio , McGlinchey Stafford & Rodolfo Jesus Aguilar, Jr. , McGlinchey Stafford PLLC.

CA Core Fixed Income Fund, LLC, Counter Defendant, represented by Kirk Reasonover , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.

CA Core Fixed Income Offshore Fund, LTD, Counter Defendant, represented by Kirk Reasonover , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.

CA High Yield Fund, LLC, Counter Defendant, represented by Kirk Reasonover , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.

CA High Yield Offshore Fund, LTD., Counter Defendant, represented by Kirk Reasonover , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.

Sand Spring Capital III Master Fund, LLC, Counter Defendant, represented by Kirk Reasonover , Reasonover & Associates, LLC & Nicholas Harold Berg , Reasonover & Berg, LLC.


RULING

The court has carefully considered the petition, the record, the law applicable to this action, and the Fifth Report and Recommendation of Special Master C. Michael Hill, dated August 29, 2017 (R. Doc. 178) to which no objection has been filed.

The court hereby approves the report and...

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