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S.E.C. v. LEK SECURITIES CORP.

17cv1789 (DLC).

276 F.Supp.3d 49 (2017)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. LEK SECURITIES CORPORATION, Samuel Lek, Vali Management Partners d/b/a Avalon FA LTD, Nathan Fayyer, and Sergey Pustelnik a/k/a Serge Pustelnik, Defendants.

United States District Court, S.D. New York.

Signed August 25, 2017.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

For the Securities and Exchange Commission: David J. Gottesman, Robert A. Cohen, Olivia S. Choe, Sarah S. Nilson, U.S. Securities and Exchange Commission, 100 F Street N.E., Washington, DC 20549.

For Lek Securities Corporation and Samuel Lek: Steve M. Dollar, David B. Schwartz, Norton Rose Fulbright US LLP, 1301 Avenue of the Americas, New York, New York 10103.

For Lek Securities Corporation and Samuel Lek: Kevin J. Harnisch, Norton Rose Fulbright US LLP, 799 9th Street N.W., Suite 1000, Washington, DC 20001-4501.

OPINION AND ORDER

Broker-dealer Lek Securities Corporation ("Lek") and its principal Samuel Lek (collectively "the Lek Defendants") have moved to dismiss the securities fraud action filed against them by the Securities and Exchange Commission ("SEC"). The SEC alleges that these defendants participated...

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