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SECURITIES AND EXCHANGE COMMISSION v. BERNATH

Civil Action No. 3:15-cv-00485.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. LONNY S. BERNATH, Defendant.

United States District Court, W.D. North Carolina.

March 8, 2017.

Editors Note
Applicable Law: 12 U.S.C. § 22
Cause: 12 U.S.C. § 22 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities & Exchange Commission, Plaintiff, represented by Joshua Andreas Mayes , United States Securities & Exchange Commission.

Lonny S Bernath, Defendant, represented by Robert Jay Mottern , Davis, Gillett, Mottern & Sims, LLC, pro hac vice.

FINAL JUDGMENT

I.

IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 206(1) of the Investment Advisers Act of 1940 (the "Advisers Act") [15 U.S.C. § 80b-6(1)] by using...

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