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S.E.C. v. COOPERMAN

CIVIL ACTION No. 16-5043.

243 F.Supp.3d 597 (2017)

SECURITIES AND EXCHANGE COMMISSION v. Leon G. COOPERMAN, et al.

United States District Court, E.D. Pennsylvania.

Signed March 20, 2017.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Other Statutes: Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Bridget M. Fitzpatrick, Securities and Exchange Commission, Washington, DC, David L. Axelrod, Brendan P. McGlynn, Jennifer Chun Barry, Mark R. Sylvester, Oreste P. McClung, Polly A. Hayes, U.S. Securities & Exchange, Commission Philadelphia Regional Office, Philadelphia, PA, for Securities And Exchange Commission.

Daniel J. Kramer, Gregory F. Laufer, Richard Tarlowe, Theodore V. Wells, Paul Weiss Rifkind Wharton & Garrison LLP, New York, NY, Henry E. Hockeimer, Jr., Ballard Spahr LLP, Timothy Mulligan Stengel, Conrad O'Brien, Philadelphia, PA, for Leon G. Cooperman, et al.

MEMORANDUM

The Securities and Exchange Commission (SEC) brings this civil enforcement action against Leon G. Cooperman and his investment advisory firm, Omega Advisors, Inc. (Omega), alleging Defendants violated Section 10(b) of the Securities Exchange Act of 1934 (the Exchange Act) and Rule...

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