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IN RE ENRON CORP. SECURITIES, DERIVATIVE & "ERISA"

MDL 1446. Civil Action No. H-02-0851.

238 F.Supp.3d 799 (2017)

IN RE ENRON CORPORATION SECURITIES, DERIVATIVE & "ERISA" LITIGATION, Kevin Lampkin, Janice Schuette, Robert Ferrell, and Stephen Miller, Individually and on Behalf of All Others Similarly Situated, Plaintiffs, v. UBS PaineWebber, Inc. and UBS Warburg, LLC, Defendants.

United States District Court, S.D. Texas, Houston Division.

Signed February 28, 2017.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities/Commodities
Source: PACER

Attorney(s) appearing for the Case

Andy Wade Tindel, Andy Tindel, Attorney & Counselor at Law, P.C., Tyler, TX, Bonnie E. Spencer, David Lee Augustus, Dawn Renee Meade, The Spencer Law Firm, Thomas L. Hunt, Thomas L Hunt & Associates, Houston, TX, Joe Kendall, Kendall Law Group, LLP, Dallas, TX, Thomas Walter Umphrey, Provost & Urnphrey, Beaumont, TX, Michael Hamilton, Nashville, TN, for Plaintiffs.

Charles Rodney Acker, Charles Rodney Acker, Norton Rose Fulbright US LLP, Dallas, TX, Kerry Marc McMahon, Porter Hedges LLP, Houston, TX, for Defendants.

OPINION AND ORDER

The above referenced putative class action alleges violations of the following securities fraud statutes through Defendants' scheme to optimize revenue in investment banking fees from UBS Securities LLC's corporate client, Enron Corp. ("Enron"), at the...

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