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S.E.C. v. GOLDSTONE

No. CIV 12-0257 JB/GBW.

233 F.Supp.3d 1149 (2017)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Larry A. GOLDSTONE; Clarence G. Simmons, III and Jane E. Starrett, Defendants.

United States District Court, D. New Mexico.

Signed January 31, 2017.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Michael H. Hoses, Assistant United States Attorney, United States Attorney's Office, Albuquerque, New Mexico and Stephen C. McKenna, Gregory A. Kasper, Dugan Bliss, Danielle Voorhees, Ian S. Karpel, Securities and Exchange Commission, Denver, Colorado, Attorneys for Plaintiff Securities and Exchange Commission.

Robert Badal, Santa Barbara, California and Skye Lynn Perryman, Michael A. Lamson, April N. Williams, Wilmer Cutler Pickering Hale & Dorr LLP, Washington, D.C. and Randall R. Lee, Aaron Thompson, Daniel Crump, Wilmer Cutler Pickering Hale & Dorr LLP, Los Angeles, California and Heather S. Tewksbury, Christopher W. Johnstone, Wilmer Cutler Pickering Hale & Dorr LLP, Palo Alto, California and Jerry L. Marks, Robert J. Liubicic, Elena Kilberg, Alisa Schlesinger, Paul M. Torres, Milbank, Tweed, Hadley & McCloy LLP, Los Angeles, California and Bruce D. Hall, Andrew G. Schultz, Melanie B. Stambaugh, Rodey, Dickason, Sloan, Akin, & Robb P.A., Albuquerque, New Mexico, Attorneys for Defendants Larry Goldstone, Clarence G. Simmons, III, and Jane E. Starrett.

Peter J. Dennin, George A. Salter, Hogan Lovells US LLP, New York, New York and William Spencer Reid, Keleher & McLeod P.A., Albuquerque, New Mexico, Attorneys for Intervenor KPMG, LLP.

MEMORANDUM OPINION AND ORDER

THIS MATTER comes before the Court on the Plaintiff Securities and Exchange Commission's Motion in Limine to Exclude Argument or Evidence that the Defendants did not Violate...

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